English 240 - Illustrated Books
Summer Session II, 1998

 Art Spiegelman (1948- )

Life
Maus I

Life

       Spiegelman was born in Stockholm, where his parents had first been taken after the war.  The family then moved to the United States, settling in the New York suburb of Rego Park in Queens.  Growing up, he was somewhat isolated because, as he says, he wasn't particularly good at sports and playground games; consequently, he was frequently to be found in the library.   He cites as literary influences Franz Kafka, Faulkner, detective writers of the "hard-boiled" school, and Mad Magazine.
     In the 1960s, Spiegelman worked for Topps chewing gum, creating trading cards; he was the originator of the "Garbage Pail Kids" series of cards.  He also began contributing to underground comics (comix), which were then experiencing a resurgence.  He later founded the comix journal Raw, which he edited along with his wife.  He has written and lectured on the history and aesthetics of comix and teaches at the School of Visual Arts in New York City.
     Spiegelman underwent a nervous breakdown and was hospitalized in the 1960s.  In 1968, his mother committed suicide, which became the subject of a comic, "Prisoner on the Hell Planet," which is included in Maus.  Of "Prisoner," Spiegelman says, "I wasn't even certain I was gonna let it get published.  I was just doing it because I needed to do it." (Goffard) It was published, however, appearing in Short Order Comix in 1973.
     Maus, on the other hand, was written with a view to publication, but also served a personal need for the author working through his own past and its intersection with historical events.  Volume I of Maus was published in 1986; volume II appeared in 1991 and received a Pulitzer Prize the following year.  Various portions of the book had appeared earlier in comix, and Spiegelman says that he worked for 13 years on the project, beginning in 1978.  This included extensive travel to visit the concentration camps and sites of his parents' lives.
     Spiegelman denies any overt teaching impulse in the production of Maus, but says he is gratified that the book has found "a secondary life as a teaching tool."  Any desire he has to teach is fulfilled by teaching about comic book artists (Goffard).
     In 1993, Spiegelman produced a controversial cover for the New Yorker's Valentine issue.  The cover shows a Hasidic man kissing a black woman; at the time, a serious conflict had erupted between Hasidic Jews and African Americans in Brooklyn, and both parties objected to the cover.

Maus I
 

"Maus represents a new strand of Jewish-American self-construction. . . Spiegelman transgresses the sacredness of Auschwitz by depicting in comic strip images his survivor father's suffering and by refusing to sentimentalize the survivor." (Rothberg 665)
Questions of Genre

   Harvey Blume says of Maus that it is "just about unclassifiable," and Edward Shannon asks: "What is Maus? Biography? Autobiography? History? Prose? Comic? Book?  Even as it defies the definition of human beings into preestablished slots, it defies definition of itself." (16) Most critics agree that it crosses genre categories between the novel, comix, autobiography, and biography, as well as bridging a division between high and low culture.  The mix of genres raises questions about the classification of the book, but also about the nature of classification itself -- an important issue in terms of its subject matter.
     Maus was initially placed on fiction bestseller list of the New York Times but was shifted to the nonfiction list at the artist's request; Spiegelman says

. . . it turns out there was a debate among the editors.  The funniest line transmitted back to me was one editor saying, let's ring Spiegelman's doorbell.  If a giant mouse answers, we'll put Maus in nonfiction. (Blume)
     Edward Shannon notes the problems created by the comic book genre, with its expectations in the public's mind of fantasy, excess, and a particular illustration style.
     To some extent, the generic confusion created by Maus may reflect the status of the graphic novel, which developed in the 1980s as a distinct form transcending comic-book conventions and addressing more significant issues than traditional comics; Tabachnick (154-56) argues that the graphic novel presents "a richer sense of time and space and a deeper involvement of the senses than is available from any other novelistic or sequential art medium" and suggests  that there are three different generic narratives woven through Maus:
  1. The kunstlerroman tradition of the development of the artist, conveyed through the present-day sequences showing Spiegelman dealing with his creative anxieties as he makes the story;
  2. The bildungsroman tradition of the maturation of the individual, conveyed through the depiction of Art's addressing his relationship with his parents and the effect their survivorship has had on himself; and
  3. The epic tradition of a hero who passes through enormous dangers, embodied in Vladek's story of survival during the Holocaust.
Spiegelman "radically compound[s]" the problem of humor in dealing with the Holocaust by presenting his subject "in a form which for most of us seems the exclusive domain of the infantile and the trivial: the comic book" (Cory 37).   But the comic genre is subverted here, not only by the subject matter, but also by Spiegelman's use of "funny talking animals" (a comic tradition) in a decidedly unfunny way (Shannon 7).

The Cat-and-Mouse Thing

    The depiction of Jews as mice and Germans as cats reflects comic traditions with which the readers may be comfortable; this choice enables the author to address the Holocaust in a different way, as an animal fable. The cat-and-mouse game not only provides an effective metaphor for Nazi-Jewish relations, it also subverts the comic tradition of the funny animal (Shannon 7).  However, the depiction of nationalities as animals "is the most problematic aspect" of the book, because they support ethnic stereotypes and tend to oversimplify political issues (Gordon 84).
    Spiegelman notes that the images he uses for the different nationalities in his book

are not my images.  I borrowed them from the Germans. . .  Ultimately what the book's about is the commonality of human beings.  It's crazy to divide things down along nationalistic or racial or religious lines. . . These metaphors, which are meant to self-destruct in my book -- and I think they do self-destruct -- still have a residual force and still get people worked up over them. (qtd. in Shannon 11-13).
Shannon argues that the metaphor eventually falls apart under the weight of its signification, marking the failure of language "because of the utter impossibility of the truth being communicated" (Shannon 11).  However, he argues that the comic format is also essential for this problematic language, since it enables Spiegelman to exploit the metaphor of cats and mice in a passive (visual, not overtly textual) way (13).
    By distancing the reader from the experience, the talking animals enable us to bear the horror implicit in the Holocaust memory.  The depiction is also consistent with German racial policy: "Each national and ethnic group . . . acted like a separate species because of the Nazis' racial laws." (Tabachnick 158)  The talking animals are also clearly a mask, not intended or understood to signify that the story is about animals; the associated characteristics of the animals for each nationality help to symbolize the relationships between Jews and those other nationalities.  Finally, the transformation of humans into animals suggests the degradation of human beings caught up in the Holocaust (Tabachnick 158-159).
     Gordon suggests yet another possibility: that the animal images express Spiegelman's anger at the Jews as well as their oppressors, for allowing themselves to be victims and thus making him a victim as well (84).  Thus all those involved in the Holocaust, oppressors and victims alike, are reduced to animals, providing the author with sufficient distance to deal with his emotions.

The Holocaust Story:

    The story of Spiegelman's family provides a complete history of the Holocaust, "including its influence on survivors' children" (Tabachnick 154).  But it is a Holocaust story that breaks with tradition, in showing the complex reactions of the Jews who were caught up in the horror; these are not noble heroes or passive victims, but people who will try anything to survivee.  Thus, we see Vladek, the "epic hero" in Tabachnick's classification (above) is definitely a flawed character, who is ready to abandon his wife if she continues her association with Communists, who seems more interested in money than in love (rejecting Lucia, with whom he has had a four-year affair, because she has no dowry, and noting Anja's family's wealth).  And we see the spectre of Jews betraying other Jews: by cooperating with the Gestapo in organizing the Jews for selection (p. 88),  in working as guards escorting Jewish workers from the ghetto in Srodula to Sosnowiec (p. 106), and, finally and most horribly, the Jew who reveals their hiding place to the Gestapo (p. 113).  Vladek's story also conveys a sense of the world reduced to a cash nexus: everyone, Jew and gentile alike, requires payment for assisting the Spiegelmans.  Even money is not enough, as Vladek's relative Haskel is unwilling to risk aiding Vladek's in-laws because it would be too difficult to arrange false work papers for the older couple.
    If the world revealed by Vladek's story is one of struggle and self-interest, with victim and oppressor alike presented as venial and corruptible, it also allows Vladek to rise to the occasion.  The elder Spiegelman escapes from the Holocaust through his cleverness in devising better "mouseholes" (the hiding places diagrammed on pages 110 and 112), his ability to pass himself off as a non-Jew (by speaking German, for instance), his ability to "organize" food under a variety of circumstances, and his friendships from before the war, which provide him crucial support at times when he most needs it.
    Survival is also shown as a matter of luck, as in the many instances when Vladek escapes transportation through a chance meeting with an old friend, the incidental negligence of a Nazi soldier, or some other means.  Age, too, is a factor, as he is fortunate to belong to an age group that the Nazis need.  To a significant extent, survival during the Holocaust was a matter of staying out of the camps as long as possible; those taken to Auschwitz near the end of the war were more likely to make it simply because they were not starved long enough to die (or to be "selected" for the ovens).
    That there is no escape from the Holocaust story is illustrated by the panel on page 125, where Vladek and Anja have seemingly evaded the tightening Nazi net one more time, and wearily head for Sosnowiec, questioning "Where to go."  But the path they walk on is a maze, shaped like a swastika, suggesting that wherever they go, they cannot escape the terror of the camps.  The silhouette of a factory-like building in the distance, suggestive of the crematoriums of Auschwitz, silently states that all roads lead to the ovens.

Artie's Story
 

    "The survivor in Maus I's subtitle is a reference to both Vladek, who survives Auschwitz and his wife's suicide, and Art, who, by surviving the trauma of his youth, his mother's death, and his relationship with the ‘maddeningly intransigent, stingy, and manipulative' Vladek . . . has become ‘the real survivor'." (Shannon 6) 
    Spiegelman avoids reducing the subject to the level of conventional comics, and thus trivializing the Holocaust, by focusing on Artie's discovery of the past, perhaps even more significantly than on the past itself: "Spiegelman's Maus is only secondarily concerned with the Holocaust.  Its primary concern is the imprint of that parental experience. . . on the children of survivors" (Cory 38).
    Other works dealing with the children of survivors reveal several common factors: "a complex syndrome of guilt at not measuring up to the strength, skill, and courage of one's survivor-parents, . . . a theological and existential quest for a meaningful relationship to the religion of those parents, and an aesthetic quest for the icons and images appropriate to the experience of second generation survivors"; the relationship between parent and child is conflicted, as characteristics that can readily be understood in terms of the parent's experience nevertheless make life difficult for the child (Cory 39).
    Rothberg argues that the first volume deals primarily with the wounded nature of the Spiegelman family (Rothberg 674).  This wound manifests itself not only in the traumatic effects of his parents' Holocaust experience on Art Spiegelman, but also on the absence of his mother, both in herself in the present (note, for instance, that both Artie and Vladek in different ways compare Mala to Anja, and Vladek's remarriage to another Holocaust survivor might suggest an attempt to compensate for Anja's loss) and in her perspective on the past.  As Rothberg notes, there are three significant reasons for Anja's absence: the loss of her diaries during the war, Vladek's destruction of the notebooks, and her suicide (676).
    The central role of the absent mother in the story that Spiegelman is telling explains the eruption of his earlier comic, "Prisoner on the Hell Planet," into the text. "Prisoner" intrudes on the animal fable by presenting human characters, drawn in a distinctly different style, and crystallizes Art Spiegelman's complex feelings toward his mother's suicide.  Furthermore, as Rothberg point out, the story "reopens the wound" for both Art and his father.  Mala attributes Vladek's tenseness and anger to his having discovered the comic, although Vladek himself seems more understanding of Art's need to get it out when the two talk about it.
    That the story ends with Art calling Vladek a murderer because of his destruction of the diaries ("murder" in the sense that it forever cuts the son off from any chance of "knowing" his mother) further supports the view that the book's true subject is not the Holocaust itself, but the traumatic effect the Holocaust has had on all members of this family, even the son who was born after the war was over.

The Post-Modern Text

     Blume quotes Todd Gitlin that "Maus [is] the primary example of postmodernism still engaged with ethical concerns."  That it is postmodern emerges both in its blending of genres and in elements of metafiction (or, since it is not fiction, meta-narrative).  "Metafiction" refers generally to fiction that is aware that it is a fiction (i.e., contains elements such as direct address from a character to the reader, stepping out of the scene, etc.), that calls attention to itself as fiction, and finally, that is as much about the process of telling a story as it is about the story itself.
    Neither the Holocaust story itself nor the story of Art Spiegelman coming to terms with his parents' experience necessarily requires the numerous scenes of Art collecting information from his father, of the two debating over what should be included and what left out, and (in the second volume) of Art working at his drawing board to create the comic Maus.  The tale of how this tale comes to be told, the metanarrative, is one of the three narrative genres that Tabachnick identifies (above) coexisting in Maus: i.e., the kunstlerroman or story of the artist's development.
     Spiegelman said in an interview, "In Maus I actually made a decision counter to Maus being postmodern -- and yet it is anyway.  The narrative I got from my father certainly wasn't conveyed in chronological form.  I had to make a choice early on whether to keep the chain of thoughts as it came from him -- the association of ideas that would lead from an event in the 50s to another in the 30s, say -- or employ a 19th-century notion of continuity that allows for chronology." (Blume)  Despite Spiegelman's efforts to establish a straightforward chronology, however, the book is constructed of series of flashback episodes and frequent threats to break out of the chronological mode.  For example, Vladek returns to the story of Lucia after he has already reached his marriage to Anja, and in the present-day narrative often wants to skip around.  Vladek jumps back from being drafted in 1939 to the story of his father's  efforts to keep him out of the army in the 1920s, and Art himself provides a flashback in the "Prisoner on the Hell Planet" sequence.
    Furthermore, the effort to create a chronological sequence out of Vladek's somewhat disjointed testimony is documented as metanarrative.  Both the fracturing of ordinary temporal order and metanarrative are characteristics of the postmodern.  Iadonisi notes another feature, the "temporal seepage" between past and present, as illustrations and text bring the two periods into contact: "The past's intrusion into the present is a characteristic of Maus's metanarrative."  He interprets this seepage of past into present as a coping maneuver that "helps Art . . . survive a psychologically chilling reality" (45-46).
    The contest between Vladek and Art for control of the story, which manifests itself early on in the dispute over whether or not the Lucia Greenberg episode belongs, continues to affect the story throughout.  Vladek seems at times to wish to discuss something other than the Holocaust; it is Art's obsession with the topic, as the child of survivors, that keeps returning them to the story.
     The relative positioning of the characters of Vladek and Art in various panels, along with dialogue between the two, show how they are struggling over the control of the story.  For example, Art refuses to hear Vladek's complaints about Mala and forces his father back to the past narrative whenever Vladek begins to complain, and the perspective shifts in the two panels where father and son argue over whether to include the story of Lucia in Art's book (Iadonisi 52-53).  Note that in the latter case, Art gets his way despite apparently giving in to his father's wishes; we see both the story of Lucia (part of his father's story) and the debate between father and son (part of Art's story).  Here we see that the metanarrative of how the story was told takes precedence even over Art's self-image, as he presents himself reneging on a promise.  Art could have presented his father's affair with Lucia without revealing that he had promised to keep it out of the story; its presence demonstrates just how much the metafictional aspects of the book come to predominate.
 

Sources:  Blume, Harvey, "Art Spiegelman: Lips," On-line interview; Cory, Mark, "Comedic Distance in Holocaust Literature," Journal of American Culture 18, 1 (Spring 1995) 35-40; Goffard, Chris, "The Man Behind Maus: Art Spiegelman in his Own Words," On-line interview; Gordon, Joan,  "Surviving the Survivor: Art Spiegelman's Maus,"  Journal of the Fantastic in the Arts 5, 2 (1993) 81-89;  Iadonisi, Rick, "Bleeding History and Owning His [Father's] Story: Maus and Collaborative Autobiography,"  CEA Critic 57, 1 (Fall 1994) 41-56;  Rothberg, Michael, "‘We Were Talking Jewish': Art Spiegelman's Maus as ‘Holocaust' Production,"  Contemporary Literature 35, 2 (Winter 1994) 661-87;  Shannon, Edward A., "‘It's No More to Speak': Genre, the Insufficiency of Language, and the Improbability of Definition in Art Spiegelman's Maus,Mid-Atlantic Almanack 4 (1995) 4-17; Tabachnick, Stephen E., "Of Maus and Memory: The Structure of Art Spiegelman's Graphic Novel of the Holocaust,"  Word and Image 9, 2 (April-June 1993) 154-62).
 

Other Internet Resources for Studying Spiegelman's Maus:

Return to Wally Hastings's Children's Literature Page
Return to Wally Hastings's HomePage

Page updated March 4, 2003